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The Basics of Startup Finance and Investment, by Lee Taek-gyeong — D.CAMP Lecture

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The basics of finance and investment seen from the perspectives of founders and angel investors. (Lee Taek-gyeong)

Key points from that forum



> Types of investors
    Angel investment — intuition-based investing
    Series A — 
    B, C (pre IPO) — when operating profit (partially) shows up 
    IPO

* Plan out in advance at what point you hit BEP and how much investment you want to take.

* Investment is ultimately just a means. If there's no need to preempt and you can do it on your own, you don't have to wear yourself out chasing investment.



> Valuing a company
    - Investment in a private company
    - The law of supply and demand (auction and competition)
    - When Competitor A and Competitor B are competing in a bid / M&A 
    - You need lots of buyers first (at least 3 teams / investors are also customers)
    - Customer-based (by vertical / conversion rate to paying customers)
    - Profit-based (EBITDA, PER)
    - The investor's mood
    - 'Product you want to sell' < 'product they want to buy'; sufficient market size and growth (from the investor's perspective, can they realize returns: typically over 400–500%)
    - Growth strategy and budget (how strategically you'll use the invested money)



> Founding/management is a problem-solving process
    - Customer needs (problems / NOT: build the product you want to build first and then position it... X)
    - An appropriate solution (but consider competitive edge and problem-solving ability...)
    - The related competitive edge
    - An appropriate revenue model (marketability)



> People, more than the item!
    - The item can change along the way.
    - In the early stage there's inevitably little you can show.



> What kind of people?
    - Passion is the baseline. "Vision and grit."
    - Qualities over credentials: problem-solving ability.
    - The logical soundness of the business model (item)
    - Core competitive edge and qualities related to the item
    - Action over talk
    - Mutual trust / compatibility among members



> Types of shares
    - Common shares, preferred shares (with voting rights), convertible bonds (the joker — bonds convertible into shares, with relatively low interest), bonds with warrants (tilted to investor benefit)



> Capital increase
    - Total equity adds up to 100%
    - Capital increase and dilution!!!
    - Pro-rata rights issue to existing shareholders (same ratio / conditions, forfeited shares reallocated) 
    - Third-party rights issue
    - Bonus issue (a sleight-of-hand / paid out of capital surplus)
    - Commercial law and priority



> pre-money VS post-money valuation
    When it's 20% or higher, the distortion for each condition becomes serious, so 
    you need to convert post-money valuation back to pre-money.



> Hong Gil-dong decides to invest 500 million KRW in Gugol
    pre-money = pre-money 15 + investment 5 → 20% 



> Conventions by stage
    - Redeemable Convertible Preferred Shares — RCPS (redeemable only out of profits / most common)
    - Common shares (almost never / only for strategic investors)
    - CB

    * Make sure to check founder personal guarantees! — verify the details around management failure, don't skimp on lawyer fees



> VC investors also ultimately have to return profit to the fund of funds

> IPO 
    - To take in large amounts of capital easily, frequently, and quickly to fund service-oriented business
    - Stock options

> Startup > M&A > Startup

> Starting up for investors vs starting up for yourself

> Check BEP timing

This English version was translated by Claude.

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Pleasant Charles — UI/UX researcher at AIT. Keeping notes on design, planning, and slow days here since 2010.

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